Broker Protocol / Virginia Financial Adviser Podcast – Virginia Business Litigation Podcast Episode 3

Hey friends – better to be safe than sorry if you are leaving one financial house for another and hoping to take your book of business with you.

This brief podcast highlights some of the traps, rumors and problems with transitioning advisers, broker protocol, and other contractual issues. 

Let us know if we can help. 

Lauren Ellerman

Lauren Ellerman

In 2011, Lauren Ellerman was named "Young Lawyer of the Year" by the Roanoke Bar Association for her work in the community. To speak with Lauren about your personal injury case, contact her at lellerman@frithlawfirm.com.